Our Services
We do not provide services to RETAIL clients. ROSE OAK provides individual investment management and or advisory agreements providing financial product advice for, dealing in, more about applying for, and providing, certain financial products and services (including; securities, derivatives, and foreign exchange contracts) to wholesale clients.
OUR SERVICES RANGE from the full discrete portfolio management services through to being a confidential risk-reward advisor for individual investment opportunities or portfolios including corporate and strategic investment risk assessment activities.
OUR FEES are flat-dollar-based fees with annual inflation-style adjustments with some management service levels charging performance fees.
OUR CONTRACTS TERMS are generally annual retainers payable monthly in arrears and are therefore best suited to those who can take equity-like investing horizons. Nearly all of our client relationships are at least 5 to 10+ year terms. Unlike many short term focused (and compensated) institutional investors, we measure the investing marathon in miles and not centimeters.
PLEASE CONTACT US AT ROSE OAK if you wish to arrange discussions and obtain detailed information on how we can work with you to create, compound and preserve wealth.
INVESTMENT SERVICES
INVESTMENT MANAGEMENT
Our investment management services provides you the freedom to fully pass the security searching, selection and the risk management of your growth portfolios to us. We do however continually engage with you to ensure the framework with which we agree to manage remains appropriate for your circumstances and as they change.
Investment management clients gain the first priority in the execution of our investment ideas.
Subject only to client risk profiles, all management accounts are treated equally in the execution of ideas.
INVESTMENT ADVISORY
This includes having ongoing discussions around our Proprietary ROIC Model portfolio, including the investment thinking, and macro and asset allocation strategies, that guide and generate such opportunities and preferred investments.
Our advisory service includes access to our internal Key Investment Thesis for each of our preferred investment positions, listed and unlisted, together with face-to-face detailed discussions resulting from our proprietary scenario-based research and valuation models. We also provide timely summaries and feedback from our proprietary research, field-trips and critical thinking exercises to assist you in your own formation and execution of investment strategies and can provide you access to investment opportunities we review from our professional network.
With our advisory services you remain in complete control of all execution and risk management of your portfolios, whilst we stand next to you providing independent assistance and advice as you implement your wealth management plans.
INVESTMENT ADVISORY + EXECUTION Assistance
As an add-on to your advisory services, you may also choose to engage us as an agent on your account(s) to assist you execute your trades. As an agent we may recommend but follow your preferred dealing relationship allocations.
Our contract terms transparently outline the order priority, separation treatment and actual and potential conflict management with other advisory and management client accounts.
ROSE OAK is never privy to the custody or settlement obligations or your assets.